Fall Line Securities

What We Do

To deliver a superior client experience, Private Wealth Advisors must have resources designed specifically for them and their clients. FallLine provides the only independent wealth management platform designed exclusively to meet the needs of UHNW clients.

Benefits for RIAs

FallLine enables Private Wealth Advisors to launch and build independent hybrid RIA businesses, enjoy freedom and flexibility in serving their clients, deliver a superior client experience with unmatched services, products and technology, be part of a community of other top advisors, and build enterprise value. With FallLine, independent RIAs can build their business much more quickly and effectively than they could as an employee of a large brokerage firm.

Transition Services

Comprehensive transition services

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Technology & Support

Custom, integrated, single sign-on technology platform, and middle office support

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Broker-Dealer

Full broker-dealer capabilities with detailed knowledge and experience in servicing UHNW clients

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Our Network

Membership in an exclusive group of successful Private Wealth Advisors and high-quality financial services partners

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Transition Services

FallLine has partnered with key service providers in custodial services, technology, legal/compliance, marketing and branding, real estate, accounting/tax, insurance and human resources to make the transition to independence as seamless as possible.

Strategy

Business Strategy & Planning

Timeline & Responsibility Plan

Platform

Client Review & Audit

Investment Solutions & Client Services

Transfer Client Assets

Legal

Legal & Compliance

Transitioning License

Navigating Regulatory Process

Finance

Capital Needs & Sources

Establish Accounting & HR Systems

Technology

Technology Requirements

Hardware & Software Solutions

Office

Identify & Evaluate Real Estate Options

Firm & Staff Training

Marketing

Define Marketing Strategy & Plan

Develop Collateral Material and PR Strategy

Technology & Support

Custom, Integrated, Single Sign-on Technology Platform and Middle Office Support

technology support technology support

FallLine provides preferred technology solutions for:

  • Cloud-based desktop and information delivery
  • Client portal and performance reporting
  • Portfolio management, modeling and rebalancing
  • Client relationship management
  • Trading and account management
  • Financial planning
  • Workflow and document management, productivity and office management
  • Research and market data
  • Client billing
  • Compliance

FallLine provides business support services designed specifically for Private Wealth Advisors including:

  • Business consulting
  • Specialized service support, featuring a dedicated service team
  • Technology support for implementation, deployment and ongoing service
  • Client service and support
  • Capital markets access

Broker-Dealer

FallLine is the only UHNW-focused firm that combines a broker-dealer with a turnkey technology/services platform.

  • Led by a senior management team with unmatched experience dealing with client demands, needs and opportunities facing Private Wealth Advisors
  • Purpose-built to only work with a select group of Private Wealth Advisors
  • Full capital markets capabilities
  • Ability to transact with leading capital markets participants
  • Flexibility to execute on products favored by UHNW clients
  • Designed to evaluate and execute private transactions designed for UHNW clients
  • Compliance and regulatory oversight for transactional business

Our Network

Exclusive Access to Ideas and Solutions

our network our network

FallLine’s network is composed of like-minded advisors serving similar clients.

Network members must meet certain requirements to partner with FallLine

  • “Membership” in a group of equally successful hybrid RIAs
  • Opportunity to share best practices and resources with other similarly situated Advisors, and grow your business
  • Work with and be supported by the FallLine management team with a proven track record of growing and enhancing businesses
  • Clients benefit from shared ideas within the network

Client Benefits

Ultra high net worth clients require service partners who are responsive and accommodating to their needs. FallLine's hybrid RIA platform provides the optimal breadth and flexibility to meet the expectations of UHNW clients. Some of the resources FallLine clients receive through their RIAs include:

Managed Accounts

Broad manager access and research across asset classes

Alternative Investments

Direct hedge fund and private equity access with third party research and due diligence

Research

Leading third party market and manager research

Capital Markets

Trading capabilities across multiple institutions

Banking

Multiple private banking and lending solutions

Insurance

Bespoke insurance solutions across all product lines

Are you ready to chart your own course?

Ask yourself these five questions:

  1. Is my current firm helping me grow my business?
  2. Do I have the flexibility and tools I need to best meet the needs of my clients?
  3. Do I have the ability with my current firm to own my business and build enterprise value?
  4. Do I have the tools I need to control my clients’ experience?
  5. Do I want to be part of a community of other top Private Wealth Advisors to share ideas and best practices?